Personnel Hong Kong SFC License Details (ID 2560567)

Personnel Hong Kong SFC License Details (ID 2560567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-10-14	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-10-14	-
BOCOM International Securities Limited	Rep	Advising on futures contracts	2019-08-09	2020-09-25
	Rep	Dealing in futures contracts	2019-07-17	2020-09-25
	Rep	Dealing in securities	2019-07-17	2020-09-25
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-11-10	2019-04-30
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-11-10	2019-04-30
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-04-13	2016-10-29
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2016-04-13	2016-10-29