Personnel Hong Kong SFC License Details (ID 25624)

Personnel Hong Kong SFC License Details (ID 25624)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2026-07-17	-
	Rep	Dealing in securities	2026-07-17	-
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	Asset management	2026-07-17	-
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2026-03-12	2026-05-07
	Rep	Asset management	2026-03-12	2026-05-07
	Rep	Dealing in securities	2026-03-12	2026-05-07
One Heritage Capital Management Limited	Rep	Advising on securities	2024-02-27	2024-04-30
	Rep	Asset management	2024-02-27	2024-04-30
Venture Smart Asia Limited	RO	Advising on securities	2017-11-24	2024-01-19
	RO	Asset management	2017-11-24	2024-01-19
	RO	Dealing in securities	2017-11-24	2024-01-19
FT Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-12-07
	RO	Advising on securities	2003-04-01	2005-03-01
	RO	Asset management	2003-04-01	2005-03-01
	RO	Dealing in securities	2003-04-01	2005-03-01
JEFFERIES BACHE (HONG KONG) LIMITED	RO	Advising on futures contracts	2003-04-01	2004-12-07
	RO	Asset management	2003-04-01	2004-12-07
	RO	Dealing in futures contracts	2003-04-01	2005-03-01