Personnel Hong Kong SFC License Details (ID 25624634)

Personnel Hong Kong SFC License Details (ID 25624634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2025-09-04	-
	Rep	Dealing in securities	2025-09-04	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2025-09-04	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2022-07-08	2025-08-08
	Rep	Dealing in securities	2022-07-08	2025-08-08
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2021-01-04	2022-06-23
Soochow Securities International Futures Limited	Rep	Advising on futures contracts	2021-01-04	2022-06-23