Personnel SFC Licences and HKMA Registrations (ID 25630981)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLC ASSET MANAGEMENT LIMITED (HK)	RO	Asset management	2026-04-01	-
CLC SECURITIES LIMITED	RO	Dealing in futures contracts	2023-07-12	2024-04-23
	RO	Dealing in securities	2023-07-12	2024-04-23
	Rep	Dealing in futures contracts	2022-03-17	2023-07-12
	Rep	Dealing in securities	2021-01-05	2023-07-12
	Rep	Advising on securities	2021-01-05	2023-09-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.