Personnel Hong Kong SFC License Details (ID 2563425)

Personnel Hong Kong SFC License Details (ID 2563425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RONGTONG GLOBAL INVESTMENT LIMITED	Rep	Advising on securities	2024-08-09	-
	Rep	Asset management	2024-08-09	-
	Rep	Dealing in securities	2024-08-09	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-08-28	2024-01-31
	Rep	Dealing in securities	2023-08-28	2024-01-31
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2016-04-18	2017-12-27
	Rep	Asset management	2016-04-18	2017-12-27
	Rep	Dealing in securities	2016-04-18	2017-12-27