Personnel Hong Kong SFC License Details (ID 2564887)

Personnel Hong Kong SFC License Details (ID 2564887)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2021-06-24	2021-09-07
	Rep	Asset management	2021-06-24	2021-09-07
MESSIS CAPITAL LIMITED	Rep	Advising on corporate finance	2018-12-18	2020-12-31
	Rep	Dealing in securities	2018-12-14	2020-12-31
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2018-02-08	2018-11-18
	Rep	Dealing in securities	2018-02-08	2018-11-18
SP Securities Limited	Rep	Advising on securities	2016-04-19	2016-07-31
	Rep	Dealing in securities	2016-04-19	2016-07-31