Personnel SFC Licences and HKMA Registrations (ID 25649849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2025-10-31	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2021-01-08	2025-09-03
	Rep	Dealing in securities	2021-01-08	2025-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.