Personnel Hong Kong SFC License Details (ID 2565020)

Personnel Hong Kong SFC License Details (ID 2565020)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TD Ameritrade Hong Kong Limited	Rep	Dealing in futures contracts	2017-12-04	2019-10-31
	Rep	Dealing in securities	2017-12-04	2019-10-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-09-25	2017-11-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-09-25	2017-11-17
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-02-13	2017-11-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-02-13	2017-11-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-04-27	2017-01-27
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2016-04-18	2017-01-27