Gulati, Naveen (SFC:BQP769)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2025-04-22	-
	Rep	Asset management	2025-04-22	-
	Rep	Dealing in securities	2021-01-11	-
	Rep	Advising on securities	2021-01-11	2023-06-14
	Rep	Asset management	2021-01-11	2023-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2025-04-22	-
	Rep	Asset management	2025-04-22	-
	Rep	Dealing in securities	2021-01-11	-
	Rep	Advising on securities	2021-01-11	2023-06-14
	Rep	Asset management	2021-01-11	2023-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.