Personnel SFC Licences and HKMA Registrations (ID 25664242)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-07-03	-
	Rep	Dealing in securities	2023-07-03	-
Silk Road International Capital Limited	Rep	Advising on securities	2021-01-12	2023-03-31
	Rep	Dealing in securities	2021-01-12	2023-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.