Personnel SFC Licences and HKMA Registrations (ID 2566533)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sinolink International Corporate Finance Limited	Rep	Advising on corporate finance	2026-10-23	-
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2026-10-23	-
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2026-04-30	2026-06-19
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-04-08	2021-09-30
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2021-01-11	2021-09-30
RaffAello Capital Limited	Rep	Advising on corporate finance	2018-11-20	2020-12-04
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2017-07-21	2018-11-11
HGNH International Securities Co., Limited	Rep	Dealing in securities	2017-02-17	2017-07-01
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2016-04-21	2017-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.