Personnel SFC Licences and HKMA Registrations (ID 25671338)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2024-05-23	-
	Rep	Dealing in securities	2024-05-23	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-12-14	2024-05-06
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-11-02	2024-05-06
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-01-13	2021-10-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.