Personnel SFC Licences and HKMA Registrations (ID 2567360)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO Futures (International) Co., Limited	Rep	Advising on futures contracts	2023-11-27	-
	Rep	Advising on securities	2023-09-21	2025-05-12
	Rep	Dealing in securities	2023-09-21	2025-05-12
	RO	Dealing in futures contracts	2022-10-19	-
	Rep	Dealing in futures contracts	2019-02-08	2022-10-19
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-06-12	2019-01-24
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2016-04-25	2019-01-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.