Personnel Hong Kong SFC License Details (ID 25676321)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-12-09	-
	Rep	Dealing in securities	2022-12-09	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2022-12-09	-
	Rep	Dealing in securities	2022-12-09	-
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-01-19	2022-08-02