Personnel Hong Kong SFC License Details (ID 25676372)

Personnel Hong Kong SFC License Details (ID 25676372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2023-02-07	2026-03-01
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2023-02-07	2026-03-01
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Dealing in securities	2022-06-08	2022-12-20
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2021-12-16	2022-06-08
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2021-12-16	2022-12-20
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-01-19	2021-11-07
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2021-01-19	2021-11-07