Cao, Chen (SFC:BQQ786) 曹辰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2023-10-19	-
	Rep	Asset management	2023-10-19	-
	Rep	Dealing in securities	2023-10-19	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-01-20	2023-08-11
	Rep	Dealing in securities	2021-01-20	2023-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2023-10-19	-
	Rep	Asset management	2023-10-19	-
	Rep	Dealing in securities	2023-10-19	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-01-20	2023-08-11
	Rep	Dealing in securities	2021-01-20	2023-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.