Personnel SFC Licences and HKMA Registrations (ID 25680706)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIX Asia Asset Management Limited	Rep	Advising on securities	2024-02-07	-
	Rep	Dealing in securities	2024-02-07	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2021-01-21	2022-01-10
	Rep	Dealing in securities	2021-01-21	2022-01-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.