| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2016-04-14 | 2017-08-07 |
| RO | Advising on securities | 2016-04-14 | 2017-08-07 |
| RO | Providing automated trading services | 2016-04-14 | 2017-08-07 |
| RO | Dealing in futures contracts | 2016-04-14 | 2017-08-07 |
| RO | Dealing in securities | 2016-04-14 | 2017-08-07 |
| Rep | Advising on futures contracts | 2015-09-02 | 2016-04-14 |
| Rep | Advising on securities | 2015-09-02 | 2016-04-14 |
| Rep | Providing automated trading services | 2015-09-02 | 2016-04-14 |
| Rep | Dealing in futures contracts | 2015-09-02 | 2016-04-14 |
| Rep | Dealing in securities | 2015-09-02 | 2016-04-14 |