Personnel Hong Kong SFC License Details (ID 25686700)

Personnel Hong Kong SFC License Details (ID 25686700)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-09-30	-
	Rep	Dealing in securities	2024-09-30	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-09-30	-
	Rep	Dealing in securities	2024-09-30	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on futures contracts	2021-01-27	2024-08-19
	Rep	Advising on securities	2021-01-27	2024-11-28
	Rep	Dealing in futures contracts	2021-01-27	2026-01-16
	Rep	Dealing in securities	2021-01-27	2026-02-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2021-01-27	2026-02-04