Personnel Hong Kong SFC License Details (ID 2568712)

Personnel Hong Kong SFC License Details (ID 2568712)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-11-03	-
	Rep	Dealing in futures contracts	2025-11-03	-
	Rep	Dealing in securities	2025-11-03	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-10-09	2025-08-27
	Rep	Dealing in securities	2023-10-09	2025-08-27
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2023-10-09	2025-08-27
	Rep	Dealing in futures contracts	2023-10-09	2025-08-27
	Rep	Dealing in securities	2023-10-09	2025-08-27
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2017-06-05	2023-09-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-04-26	2023-09-01
	Rep	Dealing in securities	2016-04-26	2023-09-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-04-26	2023-09-01