Personnel SFC Licences and HKMA Registrations (ID 25694853)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2023-03-22	-
	Rep	Dealing in securities	2023-03-22	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-04-11	2023-01-20
	Rep	Asset management	2022-04-11	2023-01-20
ICBC UBS Asset Management (International) Company Limited	RO	Advising on securities	2021-09-15	2022-02-15
	RO	Dealing in securities	2021-09-15	2022-02-15
	Rep	Advising on securities	2021-02-05	2021-09-15
	Rep	Dealing in securities	2021-02-05	2021-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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