Personnel Hong Kong SFC License Details (ID 25700581)

Personnel Hong Kong SFC License Details (ID 25700581)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Cosmic Hong Kong Limited	RO	Advising on securities	2024-08-19	-
	RO	Asset management	2024-08-19	-
	Rep	Advising on securities	2023-02-22	2023-03-25
	Rep	Asset management	2023-02-22	2023-03-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-04-01	2022-07-06
	Rep	Dealing in securities	2022-04-01	2022-07-06
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2021-02-10	2021-11-26
	Rep	Asset management	2021-02-10	2021-11-26
	Rep	Dealing in securities	2021-02-10	2021-11-26