Personnel Hong Kong SFC License Details (ID 2570276)

Personnel Hong Kong SFC License Details (ID 2570276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Advising on securities	2025-08-28	-
	Rep	Dealing in securities	2025-08-28	-
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2021-03-04	2024-06-13
	Rep	Advising on securities	2021-01-05	2024-06-13
	Rep	Asset management	2021-01-05	2024-06-13
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2018-11-06	2020-07-17
	Rep	Asset management	2018-11-06	2020-07-17
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2017-11-09	2018-05-25
	Rep	Asset management	2017-11-09	2018-05-25
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on futures contracts	2016-04-29	2017-10-20
	Rep	Advising on securities	2016-04-29	2017-10-20
	Rep	Asset management	2016-04-29	2017-10-20