| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2020-02-03 | - |
| RO | Asset management | 2020-02-03 | - | |
| Rep | Advising on securities | 2019-12-31 | 2020-02-03 | |
| Rep | Asset management | 2019-12-31 | 2020-02-03 | |
| LERTHAI Asset Management Limited | RO | Advising on securities | 2017-11-20 | 2019-01-21 |
| RO | Asset management | 2017-11-20 | 2019-01-21 | |
| GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-04-27 | 2017-10-31 |
No HKMA registrations in the collected records.