Personnel Hong Kong SFC License Details (ID 2570300)

Personnel Hong Kong SFC License Details (ID 2570300)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-03-09	2017-11-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-03-09	2017-11-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-02-02	2017-02-08
	Rep	Dealing in securities	2016-09-30	2016-10-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-09-30	2016-10-11
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-04-29	2016-05-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-04-29	2016-05-09