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Lau, Polly Yim Ping 劉豔萍 Hong Kong SFC License Details (ID 2571881)
Lau, Polly Yim Ping 劉豔萍
SFC ID:
BHF290
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TIAN YUAN FINANCE LIMITED
Rep
Advising on securities
2016-05-03
2019-10-07
Rep
Dealing in securities
2016-05-03
2019-10-07