Personnel Hong Kong SFC License Details (ID 2573360)

Personnel Hong Kong SFC License Details (ID 2573360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beagle Asset Management Company Limited	RO	Advising on securities	2022-09-15	-
	RO	Asset management	2022-09-15	-
	Rep	Advising on securities	2022-08-30	2022-09-15
	Rep	Asset management	2022-08-30	2022-09-15
KINGDOM INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2019-01-11	2021-07-31
	RO	Asset management	2019-01-11	2021-07-31
	Rep	Advising on securities	2018-12-17	2019-01-11
Beijing Securities Limited	Rep	Advising on securities	2017-10-03	2018-08-14
	Rep	Dealing in securities	2017-10-03	2018-08-14
	Rep	Advising on securities	2016-05-06	2017-08-31
	Rep	Dealing in securities	2016-05-06	2017-08-31