Personnel Hong Kong SFC License Details (ID 2573374)

Personnel Hong Kong SFC License Details (ID 2573374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Warburg Pincus (Hong Kong) Limited	Rep	Dealing in securities	2025-07-03	-
GLP HK Investment Management Limited	Rep	Advising on securities	2025-02-03	2025-02-26
	Rep	Dealing in securities	2025-02-03	2025-02-26
M3 Capital Partners (HK) Limited	Rep	Advising on securities	2016-07-11	2025-01-31
	Rep	Dealing in securities	2016-07-11	2025-01-31
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2016-05-06	2016-06-08
	Rep	Asset management	2016-05-06	2016-06-08
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2016-05-06	2016-06-08
	Rep	Asset management	2016-05-06	2016-06-08
	Rep	Dealing in securities	2016-05-06	2016-06-08