Personnel Hong Kong SFC License Details (ID 25736)

Personnel Hong Kong SFC License Details (ID 25736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-04-27	2004-12-10
Vantum Securities and Futures Limited	Rep	Dealing in futures contracts	2004-04-27	2004-12-10
DRAKE &AMP; MORGAN LIMITED	Rep	Advising on corporate finance	-	2004-04-06
	Rep	Advising on securities	-	2004-04-06
	Rep	Asset management	-	2004-04-06
	Rep	Dealing in securities	-	2004-04-06
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-04-06
	Rep	Asset management	-	2004-04-06
	Rep	Dealing in futures contracts	-	2004-04-06