Personnel SFC Licences and HKMA Registrations (ID 2574161)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife General Account Investments (HK) Limited	Rep	Advising on securities	2022-12-21	-
	Rep	Asset management	2022-12-21	-
	Rep	Dealing in securities	2022-12-21	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2017-10-12	2022-08-16
	Rep	Advising on securities	2017-10-12	2022-08-16
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-10-12	2020-12-09
	Rep	Advising on securities	2017-10-12	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2017-10-12	2022-08-16
	Rep	Asset management	2017-10-12	2022-08-16
	Rep	Dealing in securities	2017-10-12	2022-08-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-02-15	2022-08-16
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-05-09	2020-12-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.