Chan, Joffee Wai Ki 陳慧琪

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aurora Borealis Investment Services Limited	Rep	Asset management	2021-01-12	-
	Rep	Dealing in securities	2018-09-24	-
RaffAello Securities (HK) Limited	Rep	Dealing in securities	2016-05-10	2018-08-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aurora Borealis Investment Services Limited	Rep	Asset management	2021-01-12	-
	Rep	Dealing in securities	2018-09-24	-
RaffAello Securities (HK) Limited	Rep	Dealing in securities	2016-05-10	2018-08-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.