Personnel Hong Kong SFC License Details (ID 2577758)

Personnel Hong Kong SFC License Details (ID 2577758)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Leveraged foreign exchange trading	2019-11-14	2024-01-01
	Rep	Dealing in futures contracts	2019-06-27	2024-01-01
	Rep	Dealing in securities	2019-06-27	2024-01-01
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-09	2019-06-07
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-08-09	2019-06-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2016-05-16	2017-07-25
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2016-05-16	2017-07-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2016-05-16	2017-07-25