Personnel SFC Licences and HKMA Registrations (ID 2579078)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2021-10-22	-
CMB International Asset Management Limited	Rep	Advising on securities	2016-05-18	2021-09-03
	Rep	Asset management	2016-05-18	2021-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.