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Norman, James Hayden Hong Kong SFC License Details (ID 2579090)
Norman, James Hayden
SFC ID:
BHL933
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Legg Mason Asset Management Hong Kong Limited
Rep
Dealing in securities
2016-05-18
2016-05-21