Personnel Hong Kong SFC License Details (ID 2580514)

Personnel Hong Kong SFC License Details (ID 2580514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-06-27	-
	RO	Asset management	2021-07-16	-
CENTRAL WEALTH FUTURES LIMITED	RO	Advising on futures contracts	2019-11-18	2023-04-04
	RO	Dealing in futures contracts	2019-11-18	2023-04-04
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2019-07-29	-
	RO	Dealing in securities	2019-07-29	-
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-05-20	2021-07-16
CENTRAL WEALTH FUTURES LIMITED	Rep	Advising on futures contracts	2016-06-27	2019-11-18
	Rep	Dealing in futures contracts	2016-06-27	2019-11-18
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Advising on securities	2016-05-19	2019-07-29
	Rep	Dealing in securities	2016-05-19	2019-07-29