Personnel Hong Kong SFC License Details (ID 2582676)

Personnel Hong Kong SFC License Details (ID 2582676)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TradArt Asset Management Co., Limited	RO	Advising on securities	2022-08-22	-
	RO	Asset management	2022-08-22	-
	Rep	Advising on securities	2022-06-24	2022-08-22
	Rep	Asset management	2022-06-24	2022-08-22
New Harvest Wealth Securities Company Limited	Rep	Asset management	2021-09-27	2022-05-31
	Rep	Advising on securities	2020-10-20	2022-05-31
	Rep	Dealing in securities	2020-10-20	2022-05-31
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2020-04-14	2020-09-27
	Rep	Dealing in futures contracts	2020-04-14	2020-09-27
Wonderland International Asset Management Limited	Rep	Asset management	2019-02-12	2020-09-27
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-11-29	2020-09-27
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2016-05-24	2017-11-20
	Rep	Dealing in securities	2016-05-24	2017-11-20