Personnel Hong Kong SFC License Details (ID 2584098)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-02-27	2020-03-07
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-02-27	2020-03-07
	Rep	Dealing in securities	2019-02-27	2020-03-07
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-01-18	2019-01-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-01-18	2019-01-25
	Rep	Dealing in securities	2019-01-18	2019-01-25
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-08-03	2018-08-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-03	2018-08-17
	Rep	Dealing in securities	2018-08-03	2018-08-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-05-07	2018-05-11
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-05-07	2018-05-11
	Rep	Dealing in securities	2018-05-07	2018-05-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-03-16	2018-03-23
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-03-16	2018-03-23
	Rep	Dealing in securities	2018-03-16	2018-03-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-10-26	2017-11-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-10-26	2017-11-01
	Rep	Dealing in securities	2017-10-26	2017-11-01
	Rep	Dealing in futures contracts	2016-10-11	2017-03-16
	Rep	Dealing in securities	2016-10-11	2017-03-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2016-05-26	2017-03-16
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2016-05-26	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-05-26	2016-10-10