Personnel Hong Kong SFC License Details (ID 2584100)

Personnel Hong Kong SFC License Details (ID 2584100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-07-13	2022-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-07-13	2022-05-31
	Rep	Dealing in securities	2021-07-13	2022-05-31
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2018-07-05	2020-03-16
	Rep	Dealing in securities	2018-07-05	2020-03-16
	Rep	Advising on corporate finance	2018-06-25	2020-03-16
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2016-05-27	2018-06-12