Personnel Hong Kong SFC License Details (ID 2584823)

Personnel Hong Kong SFC License Details (ID 2584823)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2024-11-01	-
	Rep	Providing automated trading services	2024-11-01	-
	Rep	Dealing in securities	2024-11-01	-
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2018-06-05	2018-11-01
	Rep	Dealing in futures contracts	2018-06-05	2024-08-08
	Rep	Dealing in securities	2018-06-05	2024-08-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-05-30	2018-04-25
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2016-05-30	2018-04-25
	Rep	Dealing in futures contracts	2016-05-30	2018-04-25
	Rep	Dealing in securities	2016-05-30	2018-04-25