| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2023-04-25 | - |
| Rep | Dealing in securities | 2023-04-25 | - | |
| PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2023-04-25 | - |
| BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2022-03-15 | 2023-04-06 |
| Rep | Dealing in securities | 2022-03-15 | 2023-04-06 | |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | Advising on securities | 2019-04-01 | 2021-10-13 |
| Rep | Dealing in securities | 2018-03-14 | 2021-10-13 | |
| Conning Asia Pacific Limited | Rep | Advising on securities | 2016-06-01 | 2018-03-01 |
| Rep | Dealing in securities | 2016-06-01 | 2018-03-01 |
No HKMA registrations in the collected records.