Personnel Hong Kong SFC License Details (ID 2586164)

Personnel Hong Kong SFC License Details (ID 2586164)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROYSTON SECURITIES LIMITED (GBEN)	RO	Advising on securities	2021-11-12	2022-08-12
	RO	Dealing in securities	2021-11-12	2022-08-12
	Rep	Advising on securities	2021-08-02	2021-11-12
	Rep	Dealing in securities	2021-08-02	2021-11-12
	Rep	Asset management	2021-08-02	2022-12-21
Pulun International Asset Management Limited	Rep	Asset management	2019-02-12	2021-04-16
Pulun International Securities Limited	Rep	Advising on securities	2019-02-12	2021-04-16
	Rep	Dealing in securities	2019-02-12	2021-04-16
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-06-01	2017-08-17
	Rep	Dealing in futures contracts	2016-06-01	2017-08-17