Personnel Hong Kong SFC License Details (ID 2586169)

Personnel Hong Kong SFC License Details (ID 2586169)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marlin Capital Limited	Rep	Advising on securities	2024-07-26	-
	Rep	Asset management	2024-07-26	-
	Rep	Dealing in securities	2024-07-26	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2016-06-01	2024-01-23
	Rep	Advising on securities	2016-06-01	2024-01-23
	Rep	Dealing in securities	2016-06-01	2024-01-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2016-06-01	2024-01-23
	Rep	Advising on securities	2016-06-01	2024-01-23
	Rep	Dealing in securities	2016-06-01	2024-01-23