Mok, Raymond 莫偉民

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2022-09-19	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-01-07	2022-08-28
PHILIPPA HUCKLE GROUP LIMITED, THE (TRADING AS ARIA FORUM WEALTH MANAGEMENT)	Rep	Advising on securities	2016-06-01	2017-12-14
	Rep	Asset management	2016-06-01	2017-12-14
	Rep	Dealing in securities	2016-06-01	2017-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2022-09-19	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-01-07	2022-08-28
PHILIPPA HUCKLE GROUP LIMITED, THE (TRADING AS ARIA FORUM WEALTH MANAGEMENT)	Rep	Advising on securities	2016-06-01	2017-12-14
	Rep	Asset management	2016-06-01	2017-12-14
	Rep	Dealing in securities	2016-06-01	2017-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.