Personnel Hong Kong SFC License Details (ID 25895)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-05-08	2008-11-14
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-08-23	2008-04-09
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-08-17	2007-05-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-06-19
	Rep	Advising on securities	-	2004-06-19
	Rep	Asset management	-	2004-06-19
	Rep	Providing automated trading services	-	2004-06-19
	Rep	Dealing in securities	-	2004-06-19