Personnel Hong Kong SFC License Details (ID 2589641)

Personnel Hong Kong SFC License Details (ID 2589641)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ever Fountain Asset Management Limited	RO	Advising on securities	2019-10-14	2023-12-28
	Rep	Asset management	2019-10-14	2023-12-28
Wisdom Asset Management Limited (HK)	Rep	Asset management	2019-07-15	2019-09-30
	Rep	Advising on securities	2019-06-13	2019-09-30
	Rep	Dealing in securities	2019-06-13	2019-09-30
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on securities	2018-05-31	2019-04-11
	RO	Dealing in securities	2018-05-31	2019-04-11
	Rep	Advising on securities	2018-03-07	2018-05-31
	Rep	Dealing in securities	2016-06-08	2018-05-31
	Rep	Dealing in futures contracts	2016-06-08	2019-04-11