Personnel Hong Kong SFC License Details (ID 2590982)

Personnel Hong Kong SFC License Details (ID 2590982)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Capital Limited	RO	Advising on corporate finance	2025-04-23	2026-08-28
TFI Securities and Futures Limited	RO	Dealing in securities	2025-04-23	2026-08-28
TFI Capital Limited	Rep	Advising on corporate finance	2025-02-14	2025-04-23
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-02-14	2025-04-23
CEB International Capital Corporation Limited	RO	Advising on securities	2022-04-22	2024-02-29
	RO	Dealing in securities	2022-04-22	2024-02-29
	RO	Advising on corporate finance	2019-12-02	2024-02-29
	Rep	Advising on corporate finance	2016-06-13	2019-12-02
	Rep	Advising on securities	2016-06-13	2022-04-22
	Rep	Dealing in securities	2016-06-13	2022-04-22