Personnel SFC Licences and HKMA Registrations (ID 2591240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	RO	Dealing in securities	2015-03-27	-
	RO	Advising on securities	2013-04-10	-
	RO	Asset management	2013-04-10	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.