Personnel Hong Kong SFC License Details (ID 2591252)

Personnel Hong Kong SFC License Details (ID 2591252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summit Asset Management Company Limited	RO	Advising on securities	2023-12-15	-
	RO	Asset management	2023-12-15	-
ONE Asset Management (HK) Company Limited	RO	Advising on securities	2019-05-22	2023-03-01
	RO	Asset management	2019-05-22	2023-03-01
Raffles Assets Management (HK) Co. Limited	RO	Advising on securities	2018-10-08	2018-10-25
	RO	Dealing in securities	2018-10-08	2018-10-25
	RO	Asset management	2018-02-09	2018-10-25
	Rep	Asset management	2017-12-28	2018-02-09
DSG Securities (Hong Kong) Limited	Rep	Advising on securities	2016-11-28	2017-10-31
	Rep	Dealing in securities	2016-11-28	2017-10-31
DSG Asset Management (HK) Company Limited	RO	Asset management	2015-11-18	2017-10-31