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Schwartz, Harold Alan III Hong Kong SFC License Details (ID 2591257)
Schwartz, Harold Alan III
SFC ID:
BCI160
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Heitman International HK Limited
RO
Advising on securities
2016-12-01
2025-01-14
RO
Dealing in securities
2016-12-01
2025-01-14
RO
Asset management
2014-02-18
2025-01-14