| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2026-01-29 | - |
| Rep | Asset management | 2026-01-29 | - | |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2026-01-29 | - |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2026-01-29 | - |
| Grandview Capital Group Limited | Rep | Advising on securities | 2021-07-08 | 2022-11-28 |
| Rep | Asset management | 2021-07-08 | 2022-11-28 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2017-04-26 | 2021-01-12 |
| Rep | Dealing in securities | 2017-04-26 | 2021-01-12 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-04-26 | 2021-01-12 |
| Mason Securities Limited | Rep | Advising on securities | 2016-06-14 | 2017-04-12 |
| Rep | Dealing in securities | 2016-06-14 | 2017-04-12 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-14 | 2017-04-12 |
No HKMA registrations in the collected records.